Charles Lee advises clients on federal securities law matters, with a focus on the following areas:
Preparing periodic reports, proxy statements and other shareholder communications
Complying with the federal securities laws’ registration, communication and disclosure rules in connection with capital raising transactions, business combination transactions, tender offers and spin-offs
Reporting beneficial ownership pursuant to Section 13(d) and Section 16 of the Exchange Act
Maintaining “best practice” corporate governance policies, responding to shareholder proposals and complying with stock exchange requirements
Charles has served as a lawyer with the Securities and Exchange Commission in the Division of Corporation Finance. He obtained his LL.M. in securities and financial regulation from Georgetown University Law Center while working full-time at the SEC. While at Georgetown Law, Charles received the Thomas Bradbury Chetwood, S.J. Prize for the highest academic average in his securities and financial regulation graduating class.